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FINRA Series 7 Certified Professional Salary
The average Salary of a Series 7 Certified Professional Salary in
- Europe: 35,864 Euro
- United States: 90,000+ USD
- India: 12,00,000 INR
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How much FINRA Series 7 Certification Exam cost
The Series 7 exam is officially known as the general exam of securities representatives. It is a highly regulated exam that must be taken in an official test center. The cost to take the test is at least $ 265, with some areas in charge a little more.
Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7
FINRA Series-7 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records | 73% | - Options and derivative products - Portfolio analysis and risk management - Debt securities and government obligations - Municipal securities - Direct participation programs - Characteristics of equity securities - Investment company securities and variable contracts - Taxation and regulatory rules |
| Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives | 9% | - Determining investment suitability - Types of accounts and ownership structures - Customer information collection - Account documentation and regulatory compliance |
| Seeks Business for the Broker-Dealer from Customers and Potential Customers | 7% | - Prospecting and sales practices - Regulatory requirements for communications with the public - Identification of potential customers |
| Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions | 11% | - Trade settlement and confirmation - Recordkeeping and reporting requirements - Order types and execution procedures - Handling errors and discrepancies |
