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CMT Association CMT-Level-I Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Ethics and Professional Standards | 3% | - Code of Ethics and Standards of Professional Conduct |
| Theory and History | 38% | - Behavioral Finance and Market Principles - Evolution of Technical Analysis - Key Concepts and Terminology |
| Advanced Techniques | 26% | - Statistical and Quantitative Analysis - Volatility Analysis - Systematic Trading Methods - Cross-Asset Analysis - Risk Management Basics |
| Classical Techniques | 33% | - Trend Analysis - Chart Pattern Analysis - Chart Types and Construction - Cycles and Seasonality - Technical Indicators |
CMT Association CMT Level 1 Sample Questions:
1. In a head and shoulders pattern, volume usually:
A) Is greatest in the middle leg
B) Increases with each successive peak
C) Is constant throughout the pattern
D) Decreases with each successive peak
2. Which of the following candlestick formations is NOT a continuation pattern?
A) Rising three methods
B) Windows
C) Separating lines
D) Tweezers
3. The "crossover method" refers to:
A) Taking the buy/sell recommendations of a fundamental analyst
B) Buying the same security high and selling it low twice in the same day
C) A and B
D) A buy or sell signal generated when a shorter moving average crosses a longer moving average
4. The breakout from a triangle formation:
A) Is a price level that immediately becomes support/resistance
B) All of the above
C) Should take place with a sharp increase in volume
D) Should take place between two-thirds to three-fourths of the way through the pattern
5. The chart formation highlighted below is a:
A) Rising wedge
B) Flag
C) Pennant
D) Triangle
Solutions:
| Question # 1 Answer: D | Question # 2 Answer: D | Question # 3 Answer: D | Question # 4 Answer: B | Question # 5 Answer: B |




